| Country |
Regulator |
Headquarters |
Formed |
Website |
| |
|
|
|
|
| Australia |
Australian Securities & Investments Commission (ASIC) |
Melbourne, Australia |
1991 |
www.asic.gov.au |
| Canada |
British Columbia Securities Commission (BCSC) |
Vancouver, Canada |
1996 |
www.bcsc.bc.ca |
| Canada |
Canadian Investor Protection Fund (CIPF) |
Toronto, Ontario |
1969 |
www.cipf.ca |
| Canada |
Financial Transactions and Reports Analysis Center of Canada (FINTRAC) |
Ottawa, Ontario, Canada |
2000 |
www.fintrac.gc.ca |
| Canada |
Investment Industry Regulatory Organization of Canada (IIROC) |
Toronto, Ontario, Canada |
2008 |
www.iiroc.ca |
| Canada |
Ontario Securities Commission (OSC) |
Toronto, Canada |
1932 |
www.osc.gov.on.ca |
| Japan |
Financial Services Agency of Japan (FSA Japan) |
Tokyo, Japan |
2000 |
www.fsa.go.jp |
| Japan |
Japan Securities Dealers Association (JSDA) |
Tokyo, Japan |
1973 |
www.jsda.or.jp |
| Japan |
Japan Investor Protection Fund (JIPF) |
Tokyo, Japan |
1998 |
www.jipf.or.jp |
| Japan |
Tokyo Commodity Exchange (TOCOM) |
Tokyo, Japan |
1951 |
www.tocom.or.jp |
| New Zealand |
Financial Markets Authority (FMA) |
Wellington, New Zealand |
2011 |
www.fma.govt.nz |
| New Zealand |
Financial Service Providers Register (FSPR) |
Auckland, New Zealand |
2008 |
www.business.govt.nz |
| New Zealand |
Financial Services Complaints Limited (FSCL)(TOCOM) |
Wellington, New Zealand |
2008 |
www.fscl.org.nz |
| New Zealand |
New Zealand Exchange (NZX) |
Wellington, New Zealand |
2002 |
www.nzx.com |
| New Zealand |
Serious Fraud Office (SFO) |
Auckland, New Zealand |
1990 |
www.sfo.govt.nz |
| Switzerland |
Association Romande des Intermediares Financiers (ARIF) |
|
|
www.arif.ch |
| Switzerland |
Swiss Bankers Association (SBA) |
|
|
www.swissbanking.org |
| Switzerland |
Swiss Federal Banking Commission (SFBC) |
|
|
www.finma.ch |
| Switzerland |
Swiss Federal Department of Finance (SFDF) |
|
|
www.efd.admin.ch |
| Switzerland |
Swiss Federal Finance Administration (SFFA) |
|
|
www.efv.admin.ch |
| Switzerland |
Swiss Financial Market Supervisory Authority (FINMA) |
|
|
www.finma.ch |
| Switzerland |
Swiss National Bank (SNB) |
|
|
www.snb.ch |
| Switzerland |
PolyReg |
|
|
www.polyreg.ch |
| Switzerland |
Geneva Chamber of Commerce (CCIG) |
|
|
www.ccig.ch |
| Switzerland |
Organisme d’Autoregulation des Gerants de Patrimoine (OAR-G) |
|
|
www.oarg.ch |
| United Kingdom |
UK Financial Services Authority (FSA UK) |
|
|
www.fsa.gov.uk |
| United Kingdom |
Financial Services Compensation Fund (FSCS) |
|
|
www.fscs.org.uk |
| United States |
Commodities and Futures Trading Commission (CFTC) |
|
|
www.cftc.gov |
| United States |
Financial Industry Regulatory Authority (FINRA) |
|
|
www.finra.org |
| United States |
National Futures Association (NFA) |
|
|
www.nfa.futures.org |
| United States |
New York Stock Exchange (NYSE) |
|
|
www.nyse.com |
| United States |
Office of the Comptroller of the Currency (OCC) |
|
|
www.occ.treas.gov |
| United States |
US Securities and Exchanges Commission (U.S. SEC) |
|
|
www.sec.gov |
| United States |
Chicago Board of Trade (CBOT) |
|
|
www.cmegroup.com |
| United States |
Securities Investor Protection Corporation (SIPC) |
|
|
www.sipc.org |
